News and information from the world of
regulatory compliance and risk management
The Law Society has updated its practice note on mortgage fraud reflecting changes to the law and publications.
The practice note highlights the warning signs of mortgage fraud and outlines how law firms can protect themselves and identify when a client may be trying to engage in mortgage fraud.
https://www.lawsociety.org.uk/advice/practice-notes/mortgage-fraud/
National firm Ashfords LLP has been fined more than £100,000 by the Solicitors Regulation Authority for money laundering compliance failures...
The SRA has published details of the first fixed penalties issued since introducing the new fixed financial penalty regime. The £750 fines published...
Lawyers must tell clients the ongoing cost of their service if they want to avoid complaints against them being upheld under guidance published by...
