NEWS

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regulatory compliance and risk management

London firm fined £15k for failing to train staff in AML

London firm fined £15k for failing to train staff in AML

The Solicitors Regulation Authority has issued another firm with a five-figure fine after finding failings in anti-money laundering measures.  South east London firm Austen-Jones Solicitors was fined £15,200 after failing to make staff aware of AML requirements and...

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SRA finds David Barney & Co guilty of not keeping AML records up to date

AML crackdown: SRA reveals more fines

The Solicitors Regulation Authority (SRA) has continued its ramped-up crackdown on non-compliance with money laundering rules, with details of more fines published in the last week. The regulator this week stated that Derby firm Beighton Singh Limited (trading as...

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