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regulatory compliance and risk management
To comply with Chapter 8 of the Handbook, your letterhead, website and e-mail footer must now (inter alia) show the words “authorised and regulated by the Solicitors Regulation Authority” and the firm’s SRA number (or Companies House registration number if applicable).
The financial services status disclosure information in your terms of business should now include the FSA’s website address: www.fsa.gov.uk/register/home.do
Artificial intelligence is becoming an increasingly familiar part of legal practice, with firms using AI tools for tasks ranging from drafting and...
The Solicitors Regulation Authority (SRA) has updated its sectoral risk assessment for anti-money laundering and terrorist financing, following HM...
HMRC has recently brought together its anti-money laundering expectations into a new Anti-money laundering guidance for supervised businesses...
