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Firms fined following SRA anti-money laundering clampdown

Firms fined following SRA anti-money laundering clampdown

by Yasmin Robinson | Jan 6, 2023 | News

Two firms have been fined for failing anti-money laundering (AML) inspections when the Solicitors Regulation Authority discovered neither had a compliant risk assessment and ‘therefore failed to have sufficient regard for the SRA’s warning notice’. Hallam Solicitors,...
Firm fined after wrongly saying it had proper AML risk assessment

Firm fined after wrongly saying it had proper AML risk assessment

by Yasmin Robinson | Jun 27, 2022 | News

The SRA has continued its clampdown on firms not complying with anti-money laundering regulations by fining a Midlands practice. Clarkes Law LLP, based in Telford, reached a settlement with the regulator that it would pay a £2,000 fine and £1,350 costs after a number...

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    • New Law Firm and ABS Applications
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    • Law firm Mergers and Acquisitions

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    • Orderly Closure of Law Firms
    • Referral Arrangements and LASPO Compliance
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