MLCO Archives - Legal Compliance Services

SRA updates Sectoral Risk Assessment on Anti-money laundering and terrorist financing

by Yasmin Robinson | Mar 5, 2024 | News

The SRA has updated its AML sectoral risk assessment. The major changes from the previous Sectoral Risk Assessment (dated 24 July 2023) are in relation to: Vendor fraud Pooled client funds Third-party managed accounts Irregular methods of transferring funds Sanctions...

SRA publishes guidance for new MLCOs and MLROs

by Yasmin Robinson | Dec 2, 2021 | News

The SRA has published some helpful guidance for new Money Laundering Compliance Officers (MLCOs) and Money Laundering Reporting Officers (MLROs) covering the requirements and duties of the two roles as set out in the Money Laundering, Terrorist Financing and Transfer...

SRA updates Sectoral Risk Assessment on Anti-money laundering and terrorist financing

SRA publishes guidance for new MLCOs and MLROs

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