01788 561 661 [email protected]
SRA amends Handbook for Financial Advisers

SRA amends Handbook for Financial Advisers

The Solicitors Regulation Authority (SRA) has amended its Handbook to allow solicitors to refer clients needing financial advice to any financial adviser. Version 6 of the Handbook went live on 1 January and includes the change to the Code of Conduct that allows...
SRA publishes version 6 of the Handbook

SRA publishes version 6 of the Handbook

The sixth version of the SRA Handbook was published yesterday. In brief, the changes are: SRA Code of Conduct 2011 Outcome (6.3) and indicative behaviour (6.2) in the SRA Code of Conduct 2011 have been amended. The effect of these changes is that regulated individuals...