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SRA releases advice on recruiting COLPs and COFAs

SRA releases advice on recruiting COLPs and COFAs

Outcomes-focused regulation (OFR) has been a reality for five months. And one of the key requirements for authorised firms is to nominate their Compliance Officers for Legal Practice (COLPs) and Compliance Offices for Finance and Administration (COFAs). The SRA is...
All roads lead to file reviews

All roads lead to file reviews

File and ledger reviews now have an increased significance as a vital compliance tool. They can be used to gauge the quality of work produced by all fee earners as required by Outcome (7.8). Indicative Behaviour (10.1) talks about actively monitoring your achievement...