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Do you have a compliance plan?

Do you have a compliance plan?

Chapter 7 of the Code of Conduct and Rule 8.2 of the Authorisation Rules require firms to have suitable compliance arrangements. Note (iii) to Rule 8 sets out some examples of what the SRA considers should be covered by a firm’s compliance plan. There is no...
Jonathan Fidler joins Legal Compliance Services

Jonathan Fidler joins Legal Compliance Services

Ex-SRA Practice Standards Adviser Jonathan Fidler has recently joined his former colleague Richard Robinson at Legal Compliance Services. Jonathan is a qualified solicitor and spent over eight years with the profession’s regulator as a Practice Standards...